"Zicklin School of Business at Baruch College presents ""The Quality of Our Financial Markets: Taking Stock of Where We Stand"" as part of the Financial Markets Conferences on October 19, 2010 at the Baruch College Vertical Campus, 14th Floor.
[Part I: 83 Min.]
Opening Remarks by Robert Schwartz, Speiser Professor of Finance, Zicklin School of Business, Baruch College, CUNY
Welcoming Remarks by Mitchel Wallerstein, President, Baruch College, CUNY
Panel One: High Frequency Trading: Friend or Foe?
Jim Gatheral (Moderator), Professor, Weissman School of Arts and Sciences, Baruch College, CUNY;
Ari Burstein, Senior Counsel - Securities Regulation, Investment Company Institute;
Kevin Callahan, CEO, X41 Trading, LLC.;
Charles-Albert Lehalle, Head of Quantitative Research, CA Cheuvreux Credit Agricole Investment Bank;
Doreen Mogavero, President & CEO, Mogavero, Lee & Company;
Lawrence Ryan, Chief Technologist, Hewlett-Packard;
Cameron Smith, Executive Vice President, General Counsel, Quantlab Financial, LLC.
[Part II: 39 Min.]
Mid-Day Address by Reto Francioni , CEO, Deutsche Börse AG
[Part III: 82 Min.]
Panel Two: May 6: Lessons Learned and Questions Raised
Andrew Brooks (Moderator), Vice President and Head of U.S. Equity Trading, T. Rowe Price Associates, Inc.;
Robert Gasser, CEO, ITG;
Susan Greenglass, Director Market Regulation, Ontario Securities Commission;
Gary Katz, President & CEO, International Securities Exchange;
Tim Mahoney, CEO, BIDS Trading;
Joe Mecane, EVP, Co-Head of US Listing and Cash Execution, NYSE Euronext;
William O’Brien, CEO, Direct Edge.
[Part IV: 65 Min.]
Panel Three: The Needs of the Buyside: How Well are They Being Met?
Rob Shapiro (Moderator), Global Head of Execution Consulting, Bloomberg Tradebook LLC.;
Alfred Eskandar, Head of Equities, Liquidnet;
Alan Hill, CFO, Jones Trading Institutional Services;
Marie Konstance, Executive Director, Nomura Securities International, Inc.;
Matt Lyons, Global Trading Manager, Capital Research and Management Company;
Mary McDermott-Holland, VP - Transaction Services, NASDAQ OMX.
[Part V: 80 Min.]
Panel Four: New Technology: What Does it Bring to the Table?
Marcus Hooper (Moderator), Head of European Business & Executive Director, Pipeline Financial Group Ltd.;
Stuart Adams, FPL EMEA Regional Director, FIX Protocol Ltd.;
Paul Britton, CEO, Capstone Holdings Group;
Joseph Cangemi, Managing Director, ConvergEx;
Jim Ross, CEO, Financial Markets Horizons;
Justin Schack, Director of Market Structure Analysis, Rosenblatt Securities, Inc.;
Joseph Wald, Managing Director, Knight Direct LLC.
Closing Address by Richard, Ketchum, Chairman and CEO, FINRA"
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